You are visiting this website from:
View All Jobs

Surveillance Officer Commodities VP

Job Seekers United Kingdom Compliance

Job Summary

  • London
  • Permanent
  • BBBH822257
  • Aug 01, 2022
  • Competitive
Job Description

Our client, a Global Bank, are looking for a VP to join their Trade Surveillance team based in London focussing on Commodities. For further information please contact me on: lbellometti@morganmckinle

Responsibilities below:

  • Leading the daily surveillance of commodities trading to monitor for possible market abuse, while providing support for surveillance of other product lines (e.g., fixed income, derivatives and equities).
  • Managing exception and other surveillance reports to monitor for compliance with Firm policies, procedures and relevant rules, laws, and regulations.
  • Overseeing the efficiency and effectiveness of reports.
  • Liaising with Compliance colleagues, Operations, and front office staff to investigate surveillance alerts as necessary.
  • Resolving escalated alerts appropriately and promptly, documenting results clearly and escalating possible exceptions as appropriate.

Previous experience within Trade Surveillance and Commodity products is essential. For further information please contact me on:

lbellometti@morganmckinley.com

Morgan McKinley is acting as an Employment Agency and references to pay rates are indicative.

BY APPLYING FOR THIS ROLE YOU ARE AGREEING TO OUR TERMS OF SERVICE WHICH TOGETHER WITH OUR PRIVACY STATEMENT GOVERN YOUR USE OF MORGAN MCKINLEY SERVICES.

broadbean-tracking

Consultant Details

Consultant Details

Leo Bellometti
Leo Bellometti
  • Principal Consultant | Compliance Recruitment
  • +44 (0)20 7092 0044
  • lbellometti@morganmckinley.com