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Compliance Monitoring AVP

Job Seekers United Kingdom Compliance

Job Summary

  • London
  • Permanent
  • BBBH818451
  • Aug 01, 2022
  • Competitive
Job Description

Our client, a Global Bank, are looking for an AVP to join their Compliance Monitoring team based in London. For further information please contact me on: lbellometti@morganmckinley.com

Responsibilities below:

  • Applying experience as an SME to conduct risk based reviews and deep dives of the London business areas to provide assurance over compliance and conduct risks and issues to key stakeholders
  • Scoping reviews and developing test programmes for the Bank's business areas and assisting in the creation and delivery of the department's Assurance Plan
  • Carrying out deep dives and thematic reviews by identifying compliance and conduct issues.
  • Managing and taking ownership of the remediation of compliance and conduct issues identified.
  • Regularly meeting with and engaging with key business stakeholders in order to identify key risk areas and provide updates to relevant teams responsible for monitoring.
  • Liaising with Compliance Officers in communicating and assisting them to remediate and address any compliance and conduct risk issues identified via our testing and their monitoring program.

Previous experience within Compliance Monitoring is preferred. For further information please contact me on:

lbellometti@morganmckinley.com

Morgan McKinley is acting as an Employment Agency and references to pay rates are indicative.

BY APPLYING FOR THIS ROLE YOU ARE AGREEING TO OUR TERMS OF SERVICE WHICH TOGETHER WITH OUR PRIVACY STATEMENT GOVERN YOUR USE OF MORGAN MCKINLEY SERVICES.

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Consultant Details

Consultant Details

Leo Bellometti
Leo Bellometti
  • Principal Consultant | Compliance Recruitment
  • +44 (0)20 7092 0044
  • lbellometti@morganmckinley.com