Compliance Advisor

Job Description

Our Client, a Global Brokerage based in London, is currently looking for a Compliance Advisor to join their team. Previous experience in Trade/Transaction reporting is preferred.

• Review/audit/investigation requests from Exchanges and Regulators

• FATCA and CRS Audit and Advisory; ad hoc tax projects

• Research in relation to keeping up to date on financial regulatory developments

• Monitoring and problem solving with regards to MiFIR transaction reporting

• Monitoring and problem solving with regards to EMIR reporting

• Maintaining accurate records and data in conjunction with regulatory reporting

• Reporting to Exchanges and Regulatory bodies, regarding large positions reporting and client identification reporting

• Annual and ad hoc Information Requests from Exchanges and other bodies

Morgan McKinley is acting as an Employment Agency and references to pay rates are indicative.

BY APPLYING FOR THIS ROLE YOU ARE AGREEING TO OUR TERMS OF SERVICE WHICH TOGETHER WITH OUR PRIVACY STATEMENT GOVERN YOUR USE OF MORGAN MCKINLEY SERVICES.