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Compliance Risk Analyst

Job Seekers United Kingdom Compliance Professional Services

Job Summary

  • Belfast
  • Contract
  • BBBH769511
  • Nov 05, 2020
  • £125 - £150 pd
Job Description

Morgan McKinley is recruiting for a Compliance Risk Analyst on behalf of a top-tier bank based in Belfast on a 12 month contract.

URGENT ROLE

Morgan McKinley is recruiting for a Compliance Risk Analyst on behalf of a leading Bank based in Belfast on a 12 month contract The Compliance Risk Analyst will be responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviours that may violate regulatory rules or internal policies and procedures. The Compliance Risk Analyst will be rewarded with a daily salary of £129.00.

Key Activities include:

* Assisting team members with the review and analysis of
surveillance alerts and/or reports relating to firm, employee and
client trading activity. Properly documenting the review and
disposition of the exceptions as well as escalating matters
appropriately.

* Gathering and analysing trade data to assist in the Firm's
response to inquiries received from governmental and exchange
regulatory bodies. Supporting the compliance group in evaluating
surveillance results for potential problems, communicating
surveillance findings to management in a clear and concise manner as
well as interacting with legal and other compliance personnel.

* Responding to inquiries or requests from internal partners
(e.g. IRCM Assurance, Internal Audit, and Legal).

* Other responsibilities include handling telephone hotlines and
performing data entry.

Morgan McKinley is acting as an Employment Agency and references to pay rates are indicative.

BY APPLYING FOR THIS ROLE YOU ARE AGREEING TO OUR TERMS OF SERVICE WHICH TOGETHER WITH OUR PRIVACY STATEMENT GOVERN YOUR USE OF MORGAN MCKINLEY SERVICES.

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Consultant Details

Consultant Details

Nicholas Thom
Nicholas Thom
  • Consultant | National Delivery Recruitment
  • 44 (0)1179 440 600
  • nthom@morganmckinley.com