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AML/KYC Officer, Wealth Management

Job Seekers Singapore Compliance Financial Services - Private Banking

Job Summary

  • Singapore
  • Permanent
  • BBBH772491
  • Dec 30, 2020
  • Competitive
Job Description

This is a rare opportunity to join a growing Wealth Management business where you will be exposed to end to end AML/KYC matters.

Responsibilities

  • Reports to Head of Private Wealth Compliance, APAC
  • Reviews and checks client on-boarding and account opening documentation
  • Performs detailed due diligence and compliance assessments on client on-boarding and account opening documentation
  • Checks adherence to client with the on-boarding checklist (e.g. KYC, World-Check, PEP status, VC etc.)
  • Performs Customer Due Diligence and Enhanced Due Diligence
  • Reviews, clears with adequate justifications alerts in name screening tool (ad hoc and batch name screening, etc) and escalates relevant adverse hits
  • Handles the filing and archiving of client documents
  • Monitors the client status as accredited investors
  • Organises, tracks and performs the periodic KYC reviews including trigger event reviews
  • Liaises with external vendors for AML related matters
  • Performs reviews of parameters and functionalities of AML systems
  • Prepares KYC, AML training materials and delivers KYC, AML training
  • Prepares documents (client files, memos, etc) for submission to the relevant parties involved in the client acceptance process
  • Prepares STRs

Requirements

  • Minimum two years of experience working within a similar function and industry
  • Good command in English writing skills as well as analytical skills
  • Strong Customer Services mind set
  • Good team player
  • Positive and energetic
  • With relevant customer services, account opening and CDD/KYC experience in Private Banking

Interested applicants please apply here with your updated CV

Morgan McKinley Pte Ltd, EA License No: 11C5502

Lee Boon Hou (Hagen), Registration No: R1870932

hlee@morganmckinley.com

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Consultant Details

Consultant Details

Hagen Lee
Hagen Lee
  • Senior Consultant
  • +65 6818 3140
  • hlee@morganmckinley.com