AML/KYC Officer, Wealth Management

Job Description

This is a rare opportunity to join a growing Wealth Management business where you will be exposed to end to end AML/KYC matters.

Responsibilities

• Reports to Head of Private Wealth Compliance, APAC
• Reviews and checks client on-boarding and account opening documentation
• Performs detailed due diligence and compliance assessments on client on-boarding and account opening documentation
• Checks adherence to client with the on-boarding checklist (e.g. KYC, World-Check, PEP status, VC etc.)
• Performs Customer Due Diligence and Enhanced Due Diligence
• Reviews, clears with adequate justifications alerts in name screening tool (ad hoc and batch name screening, etc) and escalates relevant adverse hits
• Handles the filing and archiving of client documents
• Monitors the client status as accredited investors
• Organises, tracks and performs the periodic KYC reviews including trigger event reviews
• Liaises with external vendors for AML related matters
• Performs reviews of parameters and functionalities of AML systems
• Prepares KYC, AML training materials and delivers KYC, AML training
• Prepares documents (client files, memos, etc) for submission to the relevant parties involved in the client acceptance process
• Prepares STRs

Requirements

• Minimum two years of experience working within a similar function and industry
• Good command in English writing skills as well as analytical skills
• Strong Customer Services mind set
• Good team player
• Positive and energetic
• With relevant customer services, account opening and CDD/KYC experience in Private Banking

Interested applicants please apply here with your updated CV

Morgan McKinley Pte Ltd, EA License No: 11C5502

Lee Boon Hou (Hagen), Registration No: R1870932

hlee@morganmckinley.com