- JN -082023-1945880
- Aug 28, 2023
Morgan McKinley is working in partnership with a Global Bank who is well known for their top tier Corporate and Investment Banking services.
Role & Responsibilities:
- Lead and manage the APAC Transaction Report team to ensure efficient and accurate daily exceptions management and reporting processes.
- Enhance the control framework surrounding transaction reporting operations to ensure compliance with regulatory obligations.
- Develop and maintain governance documents, including process flows and procedures.
- Provide analytical support to regulatory change projects and bridge the gap between business requirements and technology solutions.
- Collaborate with local SMEs to coordinate testing support for regulatory change projects.
- Collaborate with Traders, Salespeople, Compliance, and Legal teams to address potential trade issues, violations, and rule interpretations.
- Deliver timely and accurate management information (MI) to Operations & Compliance management.
- Take charge of issue management and reporting, ensuring thorough write-ups and resolutions.
- Establish and maintain strong relationships with senior stakeholders through regular meetings and presentations.
- 5+ years of relevant experience in Banking / related Financial Institutions
- In-depth knowledge of transaction reporting operations, including expertise in MAS and HKMA requirements.
- Ability to interpret and translate regulatory rule changes into actionable requirements.
- Proficiency in OTC Derivatives, Fixed Income, and Equities spaces.
- Experience collaborating with project stakeholders to drive change and implement process improvements.
- Excellent communication and organizational skills to work with local and remote Operations, Technology, and Compliance teams.
- Proficiency with Microsoft Excel, with knowledge of VBA being preferred
If you are interested in the role and would like to discuss the opportunity further, please click apply now or email Hagen at for more information.
Only shortlisted candidates will be responded to, therefore if you do not receive a response within 14 days please accept this as notification that you have not been shortlisted.
Morgan McKinley Pte Ltd, EA License No: 11C5502
Lee Boon Hou (Hagen), Registration No: R1870932