A leading global investment bank is seeking an Internal Auditor - Securities to support audit coverage across its markets business, with a primary focus on equities. This role offers the opportunity to evaluate internal controls, governance frameworks, and risk management processes within a fast-paced global financial institution.
You will work closely with senior stakeholders across the organization while gaining exposure to sophisticated financial products, global markets operations, and international audit engagements. This is an excellent opportunity for audit, compliance, or regulatory professionals looking to build a long-term career within investment banking and financial services.
Key Responsibilities
- Lead and execute audits across the securities and equities business, including risk assessment, audit planning, testing, reporting, and issue closure verification.
- Evaluate internal controls and governance frameworks to identify emerging risks and recommend strategic improvements.
- Build strong relationships with stakeholders across business and control functions.
- Deliver timely audit findings, control updates, and risk insights to senior audit management.
- Monitor regulatory developments and market events to support proactive audit coverage.
- Clearly communicate audit findings and recommendations both verbally and in writing.
- Participate in regional and global audit engagements, including APAC travel opportunities.
Required Skills and Qualifications
Experience:
- Minimum 2 years of audit, compliance, regulatory, or risk management experience within financial services, investment banking, a major accounting firm, or regulatory body.
- Strong understanding of internal controls, governance frameworks, and audit methodologies.
- Experience supporting securities, equities, or markets-related audit activities is preferred.
- Bachelor's degree or higher.
Soft Skills:
- Strong communication and stakeholder management skills.
- Ability to present complex audit and risk topics clearly to senior management.
- Strong analytical thinking and attention to detail.
- Team-oriented mindset with adaptability and willingness to learn.
- Ability to work effectively within diverse and international environments.
Language Requirements:
- Japanese: Fluent.
- English: Fluent.
Preferred Skills & Qualifications
- Experience auditing investment banking or capital markets businesses.
- Knowledge of securities regulations and financial markets operations.
- Experience working within international or regional audit environments.
About the Company
Our client is a top-tier global financial institution offering exposure to cutting-edge financial products, complex corporate structures, and international markets operations. The organization is known for its strong global platform, collaborative culture, and long-term career development opportunities within financial services.
Employees work within diverse and international teams led by experienced professionals who provide mentorship, mobility opportunities, and regional exposure across APAC and global markets.
Why You'll Love Working Here
- Join a globally recognized investment bank with strong long-term career prospects.
- Exposure to sophisticated securities and equities businesses.
- International and diverse team environment with experienced leadership.
- Opportunities for APAC and global mobility within the organization.
- Flex-time work environment with regional travel opportunities.
Don't Miss Out - Apply Now!
