Corporate & Investment Banking Compliance VP

Seeking an experienced compliance professional to oversee and ensure regulatory adherence within our global investment banking division. This role offers a unique opportunity to influence key business strategies while maintaining robust compliance standards.

Roles/Responsibilities

• Lead and communicate regulatory changes related to global corporate and investment banking.
• Engage with other compliance and operational risk officers to provide comprehensive oversight of GCIB activities.
• Identify and record operational risk events, conducting root cause analyses and developing remediation plans.
• Conduct compliance and operational risk assessments, reviewing external loss.
• Develop and implement monitoring and testing plans, including metrics, to ensure the effectiveness of compliance and operational risk controls in front-line units and control functions.

Required skills

• Experience in compliance or control functions within a global financial institution
• Ability to multitask and independently address regulatory compliance issues.
• Excellent communication skills in both Japanese (fluent) and English (business).

About our client

Our client is a leading global financial institution dedicated to fostering responsible growth and delivering exceptional service to clients, communities, and shareholders.