Join a dynamic and growing company as the Chief Compliance Officer. You will play a key role in establishing and managing the compliance function, ensuring adherence to regulatory standards, and working closely with global affiliates. If you are highly motivated, enthusiastic, and have a strong work ethic, this role offers an exciting opportunity to contribute to our success.
Roles/Responsibilities
- Develop and maintain knowledge of relevant regulatory frameworks to advise internal stakeholders on compliance matters and monitor updates.
- Review and strengthen internal controls, suggest and implement improvements, and serve as a resource for compliance and regulatory-related questions.
- Familiarize yourself with the company's global compliance program, assess its efficacy for the local entity, and implement enhancements as necessary.
- Manage the compliance team and provide opportunities for growth and development.
Required skills
- Bachelor's degree in Law, Business, Finance, or a related field (Master's or JD preferred).
- Minimum of 15 years of experience in regulatory compliance, risk management, or a related field, with significant experience in a leadership role.
- Native Japanese, Fluent English
Preferred skills
- Experience managing teams and large projects.
- Knowledge of securities laws and highly regulated environments.
- Strong research, analysis, and organizational skills.
About our client
Our client is a prominent organization in the financial sector, committed to maintaining the highest standards of compliance and regulatory adherence. With a global presence and a focus on continuous improvement, they offer a collaborative environment and opportunities for professional growth. Join their team and contribute to their mission of excellence in compliance.
