Monitoring & Screening Associate, Global Financial Crime

Responsibilities

• Assess financial crime risks associated with existing clients through ongoing screening processes
• Handle APAC alert screening including transaction monitoring, negative news screening and sanctions review and client activity review
• Manage alert escalation and present suspicious alerts to relevant Operations and Regional Global Financial Crime teams
• Liaise with key stakeholders in Legal and Compliance as well as the Business to manage the timely escalation of issues identified in the alert reviews

Requirements

• 2 years of experience in financial crime compliance, testing, investigations or related risk and control functions with international financial institutions or consultancy firms
• Strong communication and interpersonal skills
• Fluency in verbal and written English and Chinese
• Bachelor degree in a relevant discipline
• Understanding of financial markets and products including equities, fixed income, commodities and investment banking/ capital markets would be an advantage
• Experience in wealth management/ private banking would be a plus