- JN -012024-1954450
- Jan 22, 2024
- ¥20M +
As the Deputy Head of Compliance, you will play a pivotal role in ensuring that operations in Japan adhere to regulatory requirements and internal policies.
- This leadership position requires a seasoned compliance professional with a deep understanding of the financial industry, and Japanese regulatory landscape, and a proven track record of implementing effective compliance programs.
- Stay abreast of relevant financial regulations in Japan, assess their impact on our business, and implement necessary changes to ensure compliance.
- Collaborate with the global compliance team to develop and implement compliance policies and procedures tailored to the Japanese market.
- Design and conduct compliance training programs for employees, fostering a culture of awareness and adherence to compliance standards.
- Conduct regular risk assessments to identify and mitigate compliance risks associated with our business activities.
- Oversee the monitoring of compliance activities, ensuring accurate and timely reporting to senior management and regulatory bodies.
- Lead or participate in compliance investigations, working closely with internal stakeholders and external parties as needed.
- Build and maintain strong relationships with regulatory authorities, auditors, and internal business units.
- Minimum of 8 years of experience in compliance within the financial industry, with at least 3 years in a leadership role.
- In-depth knowledge of Japanese financial regulations and industry best practices.
- Excellent communication and interpersonal skills, in Japanese and English.
About our client
A renowned global Investment and Corporate Bank committed to delivering exceptional financial services and fostering a culture of integrity and compliance.
- Director | Financial Services Recruitment