A leading US financial institution is looking for a regulatory compliance professional handling regulatory requests and coordinating HKMA and SFC exams within banking to join their private banking arm
Responsibilities
The selected candidate will assist on managing regulatory relations and coordinating HKMA and SFC exams. They will also handle requests from external regulators, liaising with relevant internal parties to prepare responses and documentation. The chosen candidate will have the opportunity to partcipate in ad-hoc projects related to regulatory changes and new business initiatives.
Requirements