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Portfolio Compliance Monitoring Analyst (up to 40K))

Job Seekers Hong Kong SAR China Financial Services Operations Financial Services - Fund Services

Job Summary

  • Hong Kong Island
  • Permanent
  • BBBH766529
  • Sep 17, 2020
  • Competitive
Job Description


Our client is a world's leading Asset Management Firm, is currently looking for an Invesment Analyst (contract to perm) to join their dynamic team.


  • Performing ongoing investment compliance transaction and portfolio monitoring on various multi strategies funds including monitoring, analysing, resolving and responding to any regulatory and compliance breaches
  • Evaluating investment restrictions for compliance testing
  • Designing and coordinating periodic analysis of service/product integrity and operating model to assess for enhancement opportunities
  • Maintaining vigilance over developments in the local regulatory environment to proactively manage the potential risks and identify regulatory trends
  • Conduct Pre and Post Trade Monitoring of Investment Guidelines
  • Follow up on identified breaches
  • Providing advisory in terms of review and coding of investment guidelines


  • Bachelor degree in BBA, Finance, Risk Management, legal or business related disciplines
  • At least 3 years compliance experience in financial industry, prefrebley asset managemen, fund house
  • Familiarity with Compliance Management Systems (e.g. Charles River, Bloomberg)
  • Proficient in Microsoft Excel, PowerPoint, Word, and Outlook
  • Good interpersonal and communication skills
  • Good command in spoken and written English and Chinese, Mandarin is an advantage
  • Immediate available is preferred

Consultant Details

Consultant Details

Chloe Chan
  • Senior Consultant | Contracting
  • +852 3907 3951