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Principal, Regulatory Lead

Job Seekers Ireland Compliance Financial Services

Job Summary

  • Dublin City Centre
  • Contract
  • BBBH798997
  • Jan 05, 2022
  • Competitive
Job Description

Exciting opportunity for a funds professional with a proven background in outsourcing to join a global fund services company in an compliance advisory role on a contract basis.

Primary Responsibilities:

  • Analyses existing and proposed legislation, regulatory announcements, and industry practices for first line of defence compliance requirements.
  • Helps businesses develop and implement procedures to meet compliance requirements.
  • Validate controls or project plans to ensure compliance with laws, rules and regulations and manage risk.
  • Assists business unit managers in response to reports issued by regulatory agencies or audits.
  • Provide guidance and training to entry-level employees.
  • Possesses the ability to handle stressful situations with internal clients and regulators, while maintaining a professional approach to problem solving.
  • Ability to effectively deal with senior management as well as, Federal/State and other Regulators.
  • No direct reports: provides technical advice/guidance to less experienced team members.
  • Contributes to the achievement of team objectives.
  • Supports multiple, complex projects and owns project timelines and leadership expectations.

Requirements:

  • 7-10 years of total work experience preferred.
  • Bachelor's degree or the equivalent combination of education and experience is required. Advanced/graduate degree preferred.
  • Strong background in fund administration with a good working knowledge of CBI guidelines/regulations related to outsourcing.

Morgan McKinley is acting as an Employment Business in relation to this vacancy.

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Consultant Details

Consultant Details

jack-mccarthy
Jack McCarthy
  • Team Leader | Accounting & Finance Recruitment
  • 353 (0) 1 4321556
  • jmccarthy@morganmckinley.com