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Business Risk - Leading Global Private Bank

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Job Summary

  • Tsim Sha Tsui
  • Permanent
  • JN -082023-1944304
  • Aug 02, 2023
  • HK$91k -100k pm
Job Description

A leading global private bank is looking for a compliance risk specialist to work on regulatory investigation and remediation projects with the COO office


  • Liaise with relevant internal stakeholders including Compliance, Operations and Business Administration on regulatory investigation matters
  • Look into internal policies and procedures in relation to product risk rating for ETFs and data privacy management products
  • Assist on process enhancement and remediation projects including review and implementation of new processes and control framework
  • Assist on the implementation of new initiatives to improve operational efficiency and mitigate risks


  • A minimum of 6 years of relevant experience in regulatory risk and control within banking, preferrably private banking/ high net worth client facing
  • Candidates with experience in sales management or business management within COO office in private banks will also be considered
  • Knowledge on regulatory investigations
  • Strong communication and interpersonal skills
  • Ability to work with stakeholders from various business units and seniority
  • Great attention to details and analytical skills


Consultant Details

Consultant Details

Samantha Ng
Samantha Ng