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Non Market Risk, Business Control - Global Investment Bank

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Job Summary

  • Kowloon
  • Permanent
  • JN -082023-1945622
  • Aug 23, 2023
  • HK$46k -50k pm
Job Description

A leading global investment bank is looking for a non market risk candidate with institutional equity exposure to join them and help with KYC periodic remediation


  • Manage the Know Your Client (KYC) periodic remediation in APAC for the Institutional Equities Division
  • Document processes and procedures around client management including onboarding, offboarding, periodic client review
  • Take ownership of business unit operational risk monitoring and remediation processes including actively identifying and remediating operational risks in the business life cycle
  • Prepare risk reporting and escalate accordingly
  • Engage with front office on their related enquiries


  • Over 3 years of control or risk experience in financial services with experience in dealing with equity products across Asian markets
  • Experience with client management, KYC framework, operational risk, internal audit or regulatory will be considered
  • Strong interpersonal and communication skills with stakeholders of different seniority
  • Strong presentation skills with close attention to detail
  • Ability to thrive in a fast-paced and result driven environment
  • Strong analytical skills and self-motivated
  • Skilled in Microsoft Office
  • Fluency in English and Cantonese
  • Bachelor degree


Consultant Details

Consultant Details

Samantha Ng
Samantha Ng