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Compliance Manager

Job Seekers Hong Kong SAR China Compliance, Legal Financial Services - Asset Management

Job Summary

  • Hong Kong Island
  • Permanent
  • BBBH766532
  • Sep 17, 2020
  • HK$46k -50k pm
Job Description

Reputable Chinese Asset Management platform looking for Compliance VP

Job responsibilities

  • Reponsible for general compliance, including licensing, AML/KYC assessment, compliance testing, ethics program monitoring, review sales and marketing materials, conduct training, while act as contact point for internal/external auditors and regulators
  • Support corporate secretarial matters, including drafting of board minutes
  • Perform pre and post-trade monitoring of investment guidelines

Job Requirements

  • 5+ years of compliance experience in buyside firms
  • Basic knowledge with Bloomberg AIM coding would be an advantage
  • Good command of written and spoken English and Chinese (Fluency in Mandarin is a must)
  • MS Office skills (knowledge in VBA is a plus)

Consultant Details

Consultant Details

Chanel Hui
  • Consultant | Compliance Recruitment
  • 3907 3972