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Compliance Manager - Leading US Asset Management Firm

Job Seekers Hong Kong SAR China Banking & Financial Services, Legal, Risk & Compliance Financial Services - Asset Management

Job Summary

  • Admiralty
  • Contract
  • BBBH818156
  • Sep 06, 2022
  • HK$61k -70k pm
Job Description

An international asset management firm is looking for a Compliance Consultant/ Manager to advise on regulatory matters and manage marketing activity compliance oversight

Responsibilities

  • Support regional compliance programmes and initiatives
  • Provide regulatory and compliance advice to business units on regulatory requirements
  • Review marketing materials for front office team
  • Assist on the development of compliance frameworks and related policies
  • Ad-hoc project support and reporting to various committees

Requirements

  • Relevant experience in compliance advisory of asset management business
  • International regulations knowledge e.g. MiFID II, UCITS, SEC, APAC regulators
  • Knowledge of cross-border marketing rules
  • Solid background and understanding of investment management products and services
  • Problem solver and self-motivated individual
  • Team player and good communication skills
  • Excellent command of written and verbal English and Chinese

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Consultant Details

Consultant Details

Samantha Ng
Samantha Ng
  • Senior Manager | Financial Services | Contracting Recruitment
  • 3907 3980
  • sang@morganmckinley.com