Regulatory Complaince Officer - Toronto

Regulatory Compliance Officer - Financial Services

Location: Toronto, Downtown
Work Model: Onsite during probation, then hybrid (3 days per week)
Work Hours: Flexible

A well-established financial services organization is seeking a Regulatory Compliance Officer to join its growing compliance team. This role supports regulatory monitoring, reporting, and compliance oversight across multiple regulated jurisdictions within a global framework.

The role

• Monitor regulatory and legislative updates relevant to the business and escalate changes as required
• Perform first-level gap analysis on regulatory developments and assess potential business impact
• Support statutory and regulatory filings within required timelines
• Assist with the development, review, and maintenance of compliance policies and procedures
• Act as a checker within the Compliance Monitoring Program, ensuring testing and quality reviews are completed appropriately
• Respond to internal business queries and provide regulatory guidance under management supervision
• Support regulatory inspections, audits, and information requests
• Assist with compliance reporting for senior management, committees, and the board
• Contribute to the development and ongoing maintenance of Compliance Monitoring Plans across regulated jurisdictions
• Support oversight of outsourced service providers, including review of risk assessments and reporting
• Assist with testing and maintenance of regulatory compliance systems and tools
• Maintain regulatory records and support ad-hoc compliance projects as required

What we're looking for

• Relevant degree; paralegal or legal support experience also considered
• Compliance qualification (ACAMS, ACOI, or similar) is preferred
• Minimum 4 years' experience in Non-AML Regulatory Compliance
• Experience within financial services, ideally fund administration and/or banking
• Strong understanding of financial services regulations in regulated or offshore jurisdictions
• Excellent written and verbal communication skills with strong report-writing ability

What's on offer

• Base salary of $80,000-$100,000 plus performance-based bonus
• Comprehensive benefits package
• Retirement savings and pension programs
• Generous vacation allowance
• Health, life, and wellness coverage
• Professional development and education support
• Fitness and wellness reimbursement
• Support for professional memberships