Compliance Assurance - Monitoring AVP

Our client, a Global Bank, are looking for a Compliance Monitoring / Assurance AVP to join their team based in London.

Responsibilities below:

• Plan and conduct independent Compliance Assurance reviews as assigned from the annual plan, in line with the Compliance Assurance Methodology. This include the ability to lead and/or participate as part of a team in the delivery of risk-based reviews
• Develop and maintain effective business relationships and partnerships with areas subject to review, to ensure mutual understanding of review scope, procedure and reporting approach
• Work collaboratively with the business stakeholders at all stages of the review, agreeing issues and the appropriate remedial actions in a timely manner
• Produce a draft report for each review engagement, clearly articulating the issue, root cause and the agreed management actions with realistic timescales agreed with stakeholders for implementation
• Effective documentation of review work performed at every stage of the review in a manner which enables effective re-performance by interested parties

Previous experience in Compliance Monitoring is preferred.

For further information please don't hesitate to contact me on my email: