Compliance Associate - Leading Global Bank

Responsibilities

• Perform day-to-day process in relation to Licensing for SFC and HKMA regulated entities and individuals
• Assist with Senior Manager / MIC appointment related tasks
• Advise on Licensing and Registration matters in support of business initiatives
• Work with global teams to handle licensing issues with cross jurisdictional impact
• Work with and oversee work output of resources in Mumbai
• Coordinate and work with regional counterparts to ensure alignment of approach in relation to the above areas

Requirements

• Relevant experience in compliance, legal, audit, risk management or related function at a large financial institution or financial services regulator

• Good knowledge of licensing regimes and regulations in Hong Kong (SFC, HKMA)

• Broad understanding of regulatory landscape in Hong Kong and ideally across Asia Pacific

• Ability to build strong relationships with members of Legal and Compliance and with employees in different business units

• Ability to perform multiple tasks and prioritize appropriately

• Strong written and verbal communication and presentation skills

• Fluency in English is compulsory, fluency in Chinese would be an advantage
• Immediate availability is preferred