Join a leading firm as a Regulatory Conduct Manager, ensuring compliance and governance in a dynamic financial services environment.
Roles/Responsibilities
- Oversee critical compliance policies and systems to manage regulatory compliance risks.
- Provide advisory services to ensure clear understanding of compliance risk exposure.
- Manage relationships with relevant regulators and external stakeholders.
- Advise senior management on all material compliance-related matters.
- Foster a compliance culture and optimize relations with risk and control owners.
- Open to candidates from back office/settlements operations in Investment Banking Division.
- Ensure compliance with all relevant external laws, regulations, and internal policies.
Required skills
- Minimum of 2 years in the Investment Banking division.
- Significant experience in regulatory compliance or senior compliance management within a global firm.
- Excellent communication and interpersonal skills in English and Japanese.
Preferred skills
- Experience in a regulated Securities entity.
- Detailed knowledge of corporate structures, business practices, and corporate culture.
- Ability to develop practical, cost-effective solutions to complex global issues.
Personal Attributes
- High level of integrity and professionalism.
- Strong problem-solving and analytical skills.
About our client
Be a part of an esteemed global financial institution renowned for its commitment to innovation, growth, and excellent client service.