Roles/Responsibilities
- Develop the 2nd line of defense within the Japan business, working with different local and global stakeholders; as a Risk Management Specialist, you will play a crucial role in enhancing the Non-Financial Risk Management (NFRM) framework.
- Monitor critical outsourcing vendors, ensuring SLAs are met.
- Document System Incidents and ensure timely closure of regulator reports.
- Take a leading role in the Products and Services Committee, overseeing approved products and services.
- Deliver operational risk management information for performance tracking and risk gap identification.
- Oversight of Risk Events, root cause analysis, and validation of corrective actions.
- Ensure Business Continuity Plans (BCP) are in place and conduct BCP training for Senior Management.
Required skills
- Knowledge of 2nd line principals within an investment bank or brokerage firm.
- Strong communication skills in Japanese and English to work with local regulations and global teams.
- Knowledge of brokerage products (FX, CDS, options, etc..) and associate non-financial risks.
Preferred skills
- Ability to work with senior management, reporting into country managers.
About our client
An international on-line brokerage firm, working with institution clients and growing its business in Japan