A leading global financial institution is seeking a Compliance Officer at the Associate to Associate Director level. In this role, you will cover a wide scope of compliance functions, including advisory, monitoring, testing, and regulatory interaction. This is an excellent opportunity to gain broad compliance experience while working in an international environment where you can exercise both responsibility and autonomy.
Key Responsibilities
- Provide compliance advisory across business lines, ensuring operations align with regulatory requirements.
- Conduct monitoring and testing activities to assess compliance controls.
- Manage and respond to regulatory inquiries and audits.
- Collaborate with internal stakeholders to identify risks and implement compliance solutions.
- Support the development of compliance frameworks that strengthen corporate governance.
Required Skills and Qualifications
Experience:
- Minimum 3 years of professional experience in legal or compliance functions within financial institutions.
Education:
- Bachelor's degree or higher.
Soft Skills:
- Strong problem-solving abilities and ability to multitask effectively.
Language Requirements
- Japanese: Native level (required for internal and external communication).
- English: Intermediate to Business level (regulatory reporting and global team communication).
Preferred Skills & Qualifications
- Experience with compliance monitoring, testing, or advisory in investment banking or asset management.
- Exposure to international compliance frameworks and regulatory standards.
- Strong communication skills to engage with both regulators and internal stakeholders.
About the Company
Our client is a global financial services provider with an extensive network across Asia. The firm offers a wide range of services, including asset management, corporate finance, capital markets, securities, and wealth management. With experienced financial professionals and an international presence, the company provides a dynamic and rewarding environment to advance your compliance career.
Why You'll Love Working Here
- Gain broad exposure across all compliance functions.
- Build a global compliance perspective working in an international environment.
- Take on responsibility and autonomy in a dynamic role.
- Work with a collaborative and experienced compliance team.
- Enjoy work-life balance with flexible work arrangements.
Don't Miss Out - Apply Now!
