Compliance Advisory AVP

Our client, a Global Brokerage, are looking for a Compliance Advisory AVP to join their Compliance team based in London.

Responsibilities below:

• Provide Compliance Advisory services to the business.
• Review/audit/investigation requests from Exchanges and Regulators
• FATCA and CRS Audit and Advisory; ad hoc tax projects
• Research in relation to keeping up to date on financial regulatory developments
• Monitoring and problem solving with regards to MiFIR transaction reporting

Previous experience within Compliance Advisory is preferred.

For further information please don't hesitate to contact me on my email: