Conduct end-to-end CDD reviews for new client onboarding and regular periodic refreshes in strict adherence to regulatory program standards
Carry out continuous screening on clients and delivery instructions for Negative Media, Politically Exposed Persons (PEPs), and Sanctions to mitigate financial crime risk
Accurately update and maintain internal firm databases, case management systems, and client records with verified regulatory documentation
Partner actively throughout the review lifecycle with front-office business units, Client Onboarding, Compliance, and global Operations teams across APAC and international hubs
Address internal stakeholder inquiries, support compliance-driven investigations, and manage ad hoc review tasks
Requirements
Bachelor degree
Minimum of 1 year of relevant experience in client onboarding or periodic KYC reviews; familiarity with CDD and KYC regulatory standards is preferred
Strong written and verbal communication skills in both English and Chinese; proficiency in an additional Asian language is an asset
Sharp attention to detail with proven research, problem-solving, and risk troubleshooting abilities
Ability to collaborate seamlessly with Business Units, Compliance, and global colleagues, demonstrating accountability, responsiveness, and strong relationship-building skills
Fast learner capable of grasping internal policies, systems, and controls quickly, with the ability to work independently and manage competing priorities