Job Summary
- Sydney CBD
- Permanent
- BBBH839174
- Jan 23, 2023
- Competitive
Job Description
Investment Compliance you will be assisting within a project to implement a new investment compliance monitoring system and the requirements related to rule interpretation and testing,
As Senior Analyst, Investment Compliance you will be assisting within a project to implement a new investment compliance monitoring system and the requirements related to rule interpretation and testing.
*6-month contract role
About The Role:
- Interpret investment guidelines and regulatory requirements related to investment products in order to provide guidance around the correct coding of investment limitation rules
- Maintain status monitoring of 500+ investment rules, tracking their status within the development, testing, review, implementation and validation lifecycle
- Be able to accurately compare multiple entity NAVs across multiple systems to validate accuracy of portfolio components and calculations.
- Present and document detailed investment compliance rule calculations related to multiple asset classes and concepts, including derivatives, unlisted assets, VaR and duration.
About You:
- Experience investment instruments including fixed income, equities, unlisted property and infrastructure funds, private debt, ETFs, ETD and OTC derivatives.
- Practical experience reviewing and interpreting regulatory statues and guidance, preferably related to investment management or investment products
- Strong written and oral communication skills
- Strong experience with investments related systems and processes.
- Hands-on knowledge of investment systems and technology (Blackrock Aladdin preferred)
What The Company Has to Offer:
- Hybrid Working' - a mix of working from home and in the office to enhance your work/life balance.
- Our 'Thriving at Our Best' wellbeing program, including free holistic wellbeing coaching, nutritional, confidential counselling, financial and legal advice.
- 12 weeks' gender-equal flexible leave for all new parents, including paid super.
- The ability to maximize retirement savings through voluntary super contributions and company matching.
- Income protection insurance & reimbursed Death and Total Permanent Disability insurance premiums.
Consultant Details
Consultant Details

Bianca Loughran
- Consultant| Risk & Compliance