Job Summary
- Hong Kong
- Permanent
- BBBH772730
- Jan 11, 2021
- HK$21k -25k pm
Job Description
A reputable Chinese investment bank is now looking for an aspiring junior compliance candidate to join their regulatory team
Job Responsibilities:
- Assist in preparing report, licensing applications and answer enquiries from SFC
- Perform trade surveillance and monitor trading patterns of SFC licensed partners
- Responsible for documentation and development of the compliance trail
- Implement new compliance tasks to remediate identified potential risks
Job Requirements:
- Bachelor's degree in Accounting, Economics, Finance or Law
- Minimum 2 years of relevant experience in reputable securities companies or investment bank
- Hands on trade surveillance and licensing experience
- Good communications and presentation skills in English and Chinese (including Cantonese and Mandarin)
Consultant Details
Consultant Details
Chanel Hui
- Consultant | Compliance Recruitment
- 3907 3972
- chui@morganmckinley.com