Join a leading global asset management firm as a Compliance VP, supporting both investment trust and investment advisory businesses across traditional and alternative asset classes. You will play a key role in safeguarding regulatory integrity, collaborating with domestic and international teams, and ensuring the business operates in full compliance with local and global standards. This is an exciting opportunity for a bilingual compliance professional seeking to make a strong impact within a highly reputable firm.
Key Responsibilities
- Review internal materials and ensure full alignment with relevant regulatory requirements.
- Manage regulatory interactions, including preparation and communication with authorities.
- Provide advisory support to internal teams on compliance issues across asset classes.
- Coordinate and collaborate with global compliance teams to align standards and policies.
- Contribute to the enhancement and consistency of compliance frameworks across the business.
Required Skills and Qualifications
Experience:
- Over 7 years of experience in an asset management company, with hands-on exposure to business compliance.
- Strong understanding of investment trust and investment advisory regulations.
- Bachelor's degree or higher.
- Demonstrated ability to collaborate with cross-functional teams in a regulated environment.
Soft Skills:
- Strong analytical judgment and attention to detail.
- Ability to communicate effectively and provide clear advisory guidance.
- Proactive mindset with the ability to manage multiple priorities.
Language Requirements:
- Japanese: Native level.
- English: Intermediate to Business level (for internal communication and overseas collaboration).
Preferred Skills & Qualifications
- Experience working across a broad range of asset classes.
- Strong compliance expertise specific to the asset management industry.
About the Company
Our client is a highly respected global asset management firm, offering exposure to a diverse range of asset classes and investment strategies. With a collaborative culture and a strong international presence, the company enables employees to work closely with global teams while developing deep expertise in both local and cross-border regulatory frameworks.
Why You'll Love Working Here
- Competitive compensation package aligned with senior responsibility.
- Opportunity to work across all asset classes within a global asset management environment.
- Ability to leverage your Japanese skills.
- Collaborative, diverse, and globally integrated compliance team.
- Stable and reputable employer with strong industry recognition.
Don't Miss Out - Apply Now!
