Join a leading international securities firm in Tokyo as an AML/CFT Compliance Manager, where you will play a critical role in strengthening financial crime compliance across Japan while collaborating closely with regional APAC stakeholders. This position offers an excellent opportunity to lead local compliance oversight, manage regulatory engagement, and drive enterprise-wide AML/CFT initiatives within an established and reputable investment banking environment. If you are passionate about financial crime prevention, AML governance, and regulatory compliance, this role provides strong career growth and high visibility.
Key Responsibilities
- Lead the Japan AML/CFT compliance program, reporting to the local Head of Compliance while aligning with regional APAC frameworks.
- Act as the primary point of contact for Japanese regulators, handling inquiries, filings, and mandatory examinations.
- Oversee end-to-end financial crime compliance operations including high-risk KYC/EDD, transaction monitoring, and SAR submissions.
- Design and execute annual compliance monitoring plans and internal controls aligned with FIEL and local regulatory requirements.
- Conduct enterprise-wide risk assessments and track key compliance metrics such as alert volumes and false-positive rates.
- Provide compliance guidance for new product launches, infrastructure initiatives, and marketing materials to ensure regulatory alignment.
- Partner with global and regional compliance teams to streamline initiatives and manage internal/external audits.
Required Skills and Qualifications
Experience:
- 5+ years of compliance experience in banking or securities, including at least 2 years focused on AML/CFT.
- Strong knowledge of Japanese financial regulations, FATF recommendations, and international AML standards.
- Proven ability to interpret complex regulations and translate them into practical internal controls and business guidance.
- Hands-on experience with transaction monitoring and sanctions screening systems.
Soft Skills:
- Self-starter with strong ability to work independently in a fast-paced environment.
- Strong stakeholder management skills, able to work effectively with both local teams and overseas counterparts.
- Strong analytical mindset and attention to detail when handling regulatory matters.
Language Requirements:
- Japanese: Native level
- English: Intermediate to Business level
Preferred Skills & Qualifications
- Professional certifications such as CAMS or CFE are strongly preferred.
About the Company
Our client is a globally recognized securities broker providing institutional and individual investors with low-cost direct market access to stocks, options, futures, and currencies across multiple international markets. With a strong presence in Japan and a well-established global brand, the firm is known for its stability, innovation, and commitment to regulatory excellence.
Why You'll Love Working Here
- Competitive compensation package including base salary, performance bonuses, and long-term equity incentives.
- Flexible hybrid working model with remote work options and flex time.
- Stable and reputable international brand with strong market positioning in Japan.
- Centrally located Tokyo office with easy access to major transportation links.
- High-impact role with strong exposure to regional APAC compliance leadership.
Don't Miss Out - Apply Now!
