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Head of Compliance

Job Seekers Japan Legal & Compliance Investment Banking

Job Description

Lead the department and play an important role in ensuring compliance within a well-known global FS organization

Roles/Responsibilities

  • Ensure that the company's Japan operations are effective in mitigating second line governance regulatory and financial crime risks
  • Develop framework for the effective risk-based monitoring of the implementation of Regulatory Compliance and Financial Crime risks related policies
  • Lead the compliance team in Japan through establishing guiding principles, managing costs, and developing the members through various trainings
  • Communicate with senior management, and manage the relationship with regulators
  • Act as the trusted advisory in governance forums

Required skills

  • Experience as a regulator, or a senior compliance manager covering all areas of compliance risk at a global firm
  • Experience covering compliance in the financial services industry

About our client
One of the world's largest FS organizations, offering an international and diverse environment

Morgan McKinley Asia Pac is acting as an Employment Agency in relation to this vacancy.

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Consultant Details

Consultant Details

Amanda Lee
Amanda Lee
  • Consultant | Legal & GRC Recruitment
  • 813 4550 6589
  • alee@morganmckinley.com