Roles/Responsibilities
- Advise on business line on compliance related issues
- Understand, assess and communicate regulatory implications
- Monitoring, interpreting and communicating on regulatory environment changes in Japan to the relevant business lines
- Co-ordinate and involve in all regulatory communications with exchanges and regulatory bodies
- Review local regulatory and exchange rules proposals for impact on business
- Make contacts with the local regulators and exchanges; form good working relationships
Required skills
- 10 to 15 years of Compliance experience in Securities industry
- Knowledge of relevant Japan exchanges and regulator rules
Preferred skills
- Relevant industry qualifications in Compliance, Internal Audit, Risk Management and/or other business-related activities
- Presentation skills; ability to communicate complex ideas in simple terms
- High level of IT literacy
Personal Attributes
- Strategic thinking and prioritization
- Ability to interact comfortable with all labels of management
About our client
A financial institution with an impeccable reputation which offers clearing services globally and is known for its reliability, innovation, and commitment to client satisfaction