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Compliance Manager

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Job Description

An opportunity to work as a Compliance Manager, who will be responsible for overseeing regulatory compliance and advisory.


  • Manage regulatory exams and regulatory reporting, create compliance-related training, maintain relationships with local regulators, etc
  • Perform second line reviews on sales, new products, and business processes and controls
  • Present on behalf of compliance on local risk and senior management governance committees
  • Upgrade compliance programs, policies and procedures
  • Conduct risk assessments, designs, and execute second line oversight activities
  • Provide advice to the business on daily basis; conduct regulatory projects/initiatives

Required skills

  • Bachelor Degree, Master degree desired. Minimum 5 years of experience in regulatory compliance, risk management programs, or audit. Hands-on experience in regulatory compliance in AML, Privacy or Sales. Experience in financial services industry, Big 4 audit/consulting is preferrable
  • Experience with local authorities is essential - direct experiences in managing and creating regulatory communications, interactions, and exam handling with Japan regulators/regulatory authorities. At least 2 years of people management experience, demonstrated leadership skills and enthusiasm on team building/coaching and talent development preferred
  • Excellent written and spoken skills in Japanese and English, especially in report writing skills, presentation, coordination, facilitation and influencing skills

About our client
A world-class, multinational corporation specialised in cashflow services.

Morgan McKinley Asia Pac is acting as an Employment Agency in relation to this vacancy.


Consultant Details

Consultant Details

Van Nguyen
Van Le Phuong Nguyen
  • Associate Consultant | Legal & GRC Recruitment