Join a leading financial services firm as a Vice President, Internal Audit, overseeing risk management, regulatory compliance, and governance for global banking operations in Tokyo. This is a high-impact leadership role, where you will engage with senior stakeholders, regulatory bodies, and audit teams to strengthen internal controls and ensure compliance with evolving market regulations.
Key Responsibilities
- Lead Continuous Monitoring activities, assessing the impact of business changes on risks, controls, and audit planning
- Engage senior stakeholders in discussions on audit exceptions, ensuring effective communication and resolution
- Oversee regulatory submissions, preparing and reviewing reports for compliance with industry standards
- Develop and execute the annual audit plan, aligning with business objectives and risk assessments
- Produce high-quality audit reports, tailoring content for different audiences and ensuring clarity in key findings
- Manage audit issue tracking and resolution, ensuring compliance with regulatory timelines and quality standards
- Advise senior management on risk management and control improvements, fostering collaboration to enhance governance frameworks
Required Skills and Qualifications Experience:
- Extensive background in Markets & Investment Banking, with proven expertise in auditing, risk assessment, and regulatory compliance
Professional Certifications:
- Preferred qualifications include CIA, CPA, ACCA, or other relevant certifications
Technical Expertise:
- Strong knowledge of risk controls, internal auditing, and compliance management, with the ability to drive strategic initiatives
Soft Skills:
- Ability to lead cross-functional teams, engage senior stakeholders, and influence decision-making at an executive level
Language Requirements
- Japanese: Native-level fluency (required for regulatory and internal communication)
- English: Fluent (for reporting, stakeholder engagement, and global compliance)
Preferred Skills & Qualifications
- Experience leading audits or driving risk and compliance initiatives in a top-tier financial institution
- Strong analytical skills with a strategic approach to governance and operational improvements
About the Company
A leading financial services firm in Japan, specializing in investment banking, capital markets, and securities solutions. The company provides institutional clients with global market expertise, offering strategic insights and regulatory compliance solutions in a fast-paced financial environment.
Why You'll Love Working Here
- High-impact leadership role in a globally recognized financial institution
- Opportunity to drive audit, risk management, and compliance strategies
- Collaborate with senior executives and regulatory bodies
- Competitive executive-level compensation and benefits
- Work in a dynamic, evolving financial landscape
Don't Miss Out - Apply Now!
