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Operations Regulatory Reporting

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Job Description

Great platform to develop career within Operational legislative activities.


  • Prepare and submit regulatory reports, effectively supporting regulatory reporting obligations.
  • Work closely with the product business lines in analyzing and submitting results to regulators.
  • Identify and resolve exceptions to mitigate risks associated with regulatory breaches.
  • Promote risk control awareness and update the procedure manuals.
  • Monitor data and system, develop tools and procedures to ensure optimal use of technology.
  • Contribute to process improvement by aligning with other business lines of defense such as Audit, Legal, and Compliance.

Required skills

  • Japanese and English proficiency in writing and speaking.
  • Experience in Regulatory Reporting, Operations Control, and Middle and Back Office activities.

Preferred skills

  • ial regulation, preferably equity or stock.
  • Experience in IT & Tech projects relevant to Financial Services.

Personal Attributes

  • Proactive team player with the capability to work in a fast-paced environment.
  • Self-motivated with efficient interaction skills.

About our client

This is an opportunity to get exposed to front-to-end Operations processes at a global leading Financial Services firm.


Consultant Details

Consultant Details

Meru Nijiati
Meru Nijiati