Operations Regulatory Reporting

Job Description

Great platform to develop career within Operational legislative activities.

Roles/Responsibilities

• Prepare and submit regulatory reports, effectively supporting regulatory reporting obligations.
• Work closely with the product business lines in analyzing and submitting results to regulators.
• Identify and resolve exceptions to mitigate risks associated with regulatory breaches.
• Promote risk control awareness and update the procedure manuals.
• Monitor data and system, develop tools and procedures to ensure optimal use of technology.
• Contribute to process improvement by aligning with other business lines of defense such as Audit, Legal, and Compliance.

Required skills

• Japanese and English proficiency in writing and speaking.
• Experience in Regulatory Reporting, Operations Control, and Middle and Back Office activities.

Preferred skills

• ial regulation, preferably equity or stock.
• Experience in IT & Tech projects relevant to Financial Services.

Personal Attributes

• Proactive team player with the capability to work in a fast-paced environment.
• Self-motivated with efficient interaction skills.

About our client

This is an opportunity to get exposed to front-to-end Operations processes at a global leading Financial Services firm.