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Core Compliance - VP

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Job Description

A new opportunity to work at a leading Investment and Corporate Bank within Core Compliance, reporting into the Head of Compliance in Japan.

Roles/Responsibilities

  • As a senior member of the Compliance department in Japan, manage all central compliance responsibilities, with a particular focus on Personal Account Dealing, Privacy, Anti-bribery and Corruption and Registration & Licensing.
  • Work as part of the APAC to develop and maintain rule, policies and procedures in line with these areas of coverage.
  • Support the monitoring and testing planning and implementation.
  • Identify where training is required by all front-line businesses and infrastructure functions.
  • Take ownership of all core and central compliance requirements across the organisation on behalf of the Head of Compliance.
  • Support relationship management of regulators.

Required skills

  • At least 5 years experience within Compliance or Risk Management.
  • Strong stakeholder management skills and ability to manage relationships with internal and external partners, locally and regionally.
  • Deep understanding of Investment Banking and associate risks, compliance and regulatory landscape.

Preferred skills

  • Knowledge of Personal Account Dealing regulations and prevention.

About our client
A leading global investment and corporate bank with a strong presence in Japan.

Morgan McKinley Asia Pac is acting as an Employment Agency in relation to this vacancy.

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Consultant Details

Consultant Details

Steven Howden
Steven Howden
  • Director | Financial Services Recruitment