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Compliance Testing Analyst

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Job Description

This is an exciting hands-on position as it will directly communicate with senior management and work in a dynamic, and complex environment

Roles/Responsibilities

  • Propose solutions to address control gaps or how internal processes can be enhanced
  • Work with internal stakeholders and conduct interviews with key business functions to identify and document processes, risks and controls
  • Draft reports of findings based on testing results and ensure appropriate conclusions are made
  • Identify key risks and controls
  • Coordinate with overseas global testing teams
  • Prepare detailed documentation to support the results
  • Create strategies to test the design and operating effectiveness in compliance with applicable regulations, internal rules and policies

Required skills

  • Native Japanese abilities and at least business English
  • Experience working in an investment bank covering compliance, risk, internal audit, operations, or finance; OR experience in consulting, covering audit or FS advisory

About our client

A multinational investment bank with one of the longest track records in Japan within their industry

Morgan McKinley Asia Pac is acting as an Employment Agency in relation to this vacancy.

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Consultant Details

Consultant Details

Amanda Lee
Amanda Lee
  • Consultant | Legal & GRC Recruitment