You are visiting this website from:
Find Talent Find a Job

Compliance Officer

Back to all Jobs
Job Description

Leading Financial Institution seeking stand alone Compliance Manager covering Global Markets


  • Manage Frameworks in coordination with APAC
  • Advise on all matters of business from a compliance and regulatory perspective
  • Be prepared to enhance polices and controls
  • Maintain relationships with senior stakeholders and regulating bodies
  • Have a decent IT background is preferred - not required

Required skills

  • JSDA Certificates - if not already held, be prepared to pass upon joining
  • Experience with interacting with FSA and JSDA, including inspection and incident reporting
  • Minimum of 5 years' experience in financial institution compliance or audit role or similar function, including at least 3 years in Japan

Preferred skills

  • Understanding of regulatory framework governing IT systems and front, middle and back office operations
  • Good English
  • Native Japanese

About our client
Top global financial institution - featuring excellent work environment with collegiate atmosphere and flexible wfh options

Morgan McKinley Asia Pac is acting as an Employment Agency in relation to this vacancy.


Consultant Details

Consultant Details

Salvatore Martone
Salvatore Martone
  • Consultant | Legal & GRC Recruitment