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Compliance Officer

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Job Description

Leading Financial Institution seeking stand alone Compliance Manager covering Global Markets

Roles/Responsibilities

  • Manage Frameworks in coordination with APAC
  • Advise on all matters of business from a compliance and regulatory perspective
  • Be prepared to enhance polices and controls
  • Maintain relationships with senior stakeholders and regulating bodies
  • Have a decent IT background is preferred - not required

Required skills

  • JSDA Certificates - if not already held, be prepared to pass upon joining
  • Experience with interacting with FSA and JSDA, including inspection and incident reporting
  • Minimum of 5 years' experience in financial institution compliance or audit role or similar function, including at least 3 years in Japan

Preferred skills

  • Understanding of regulatory framework governing IT systems and front, middle and back office operations
  • Good English
  • Native Japanese

About our client
Top global financial institution - featuring excellent work environment with collegiate atmosphere and flexible wfh options

Morgan McKinley Asia Pac is acting as an Employment Agency in relation to this vacancy.

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Consultant Details

Consultant Details

Salvatore Martone
Salvatore Martone
  • Consultant | Legal & GRC Recruitment