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Compliance Officer of Electronic Trading

Job Seekers Japan Legal & Compliance Fintech

Job Description

Closely support the business in ensuring compliance with Japan regulations and assessing potential risks

Roles/Responsibilities

  • Gather data and compile various reports for management and the compliance department
  • Conduct investigations on potential internal compliance violations
  • Monitor the effectiveness of compliance procedures, internal control while closely adhering to Japan regulations
  • Identify and assess local compliance risks including proper follow up and documentation
  • Support the various Japan business departments in compliance

Required skills

  • Prior working experience in the compliance department

About our client
Industry leading financial technology and securities brokerage firm

Morgan McKinley Asia Pac is acting as an Employment Agency in relation to this vacancy.

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Consultant Details

Consultant Details

Amanda Lee
Amanda Lee
  • Consultant | Legal & GRC Recruitment
  • 813 4550 6589
  • alee@morganmckinley.com