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Central Compliance & Operational Risk

Job Seekers Japan Legal & Compliance, Risk Management Investment Banking

Job Description

An opportunity for a junior professional to join a leading foreign investment bank and support second line risk management

Roles/Responsibilities

  • This is a Senior Analyst / Associate level position in the Compliance department, within an experienced Central Compliance team covering regulatory affairs, employee compliance and operational risk management in Japan.
  • The successful candidate will be working closely with a senior team leader to cover a broad range of tasks. This would include assisting with employee licensing and registration with regulatory authorities, as well as analysing key risk indicators and other metrics for reporting and risk assessments.
  • Additionally they would assist with the periodic development of compliance policy and programs, as well as supporting in the oversight of 1st line controls and governance frameworks as part of local and regional projects initiatives.

Required skills

  • 2-5 years experience in Compliance, Operational Risk or Internal Audit, within banking, securities, insurance or consulting firms.
  • Fluent / Native Japanese for local regulatory matters and Business English for internal communication and reporting.
  • Strong eagerness to learn and develop a career in Compliance.

About our client
A global financial institution with a solid reputation and stable business in Japan. In addition to flexible working arrangements they also offer competitive compensation and promote internal transfer options

Morgan McKinley Asia Pac is acting as an Employment Agency in relation to this vacancy.

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Consultant Details

Consultant Details

Duncan Gilbert
Duncan Gilbert
  • Manager | Legal & GRC Recruitment
  • 81 3 4550 6573
  • dgilbert@morganmckinley.com