A global financial services leader is seeking a VP of Compliance Testing to oversee risk-based compliance reviews across Japan and Asia. This high-impact role involves assessing internal controls, executing independent testing plans, and coordinating closely with global regulatory and compliance teams. It's a rare opportunity to work in a globally integrated environment with exposure to high-level stakeholders and financial markets.
Key Responsibilities
- Design and execute risk-based compliance tests to evaluate policy effectiveness and identify control gaps.
- Analyze regulatory frameworks and internal policies to focus testing efforts strategically.
- Manage relationships with internal stakeholders and ensure quality review execution.
- Prepare detailed reports, escalate findings, and propose actionable remediation plans.
- Coordinate with global testing teams and support regulatory examinations and inquiries.
Required Skills and Qualifications
Experience:
- 6-12 years in compliance, internal audit, risk management, or testing roles within financial services.
- Deep understanding of Japanese regulatory requirements and capital markets.
- Proven track record in managing compliance reviews and engaging with senior stakeholders.
Technical Skills:
- Familiarity with compliance testing methodologies and global banking processes.
Soft Skills:
- Strong work ethic and integrity.
- Excellent interpersonal and communication skills across cultures and departments.
Language Requirements
- Japanese: Native
- English: Fluent (written and verbal)
Preferred Skills & Qualifications
- Certifications such as CIA, CFA, CPA, CA, or FRM are highly desirable.
- Experience in capital markets, sales and trading, and cross-border financial operations.
- Ability to manage tight timelines while maintaining objectivity and analytical precision.
About the Company
Our client is a global financial services powerhouse with operations in Japan since 1970. With expertise in investment banking, sales and trading, real estate, and asset management, they are renowned for their commitment to integrity, innovation, and client-first values. The firm supports a highly diverse, collaborative, and professional environment.
Why You'll Love Working Here
- Join a long-established international firm with deep roots in Japan.
- Collaborate in a values-driven and inclusive workplace culture.
- Influence compliance standards in high-profile financial markets.
- Benefit from career advancement and leadership opportunities.
- Gain access to global exposure and professional development support.
Don't Miss Out - Apply Now!
