A rapidly growing global Financial Technology (FinTech) company is seeking an experienced Internal Auditor to lead operational, regulatory, and compliance audits for its expanding digital financial services business in Tokyo.
In this role, you will manage the end-to-end internal audit lifecycle, including audit planning, risk assessments, internal control evaluations, regulatory compliance reviews, audit reporting, and remediation monitoring.
You will work closely with Risk Management, Compliance, and senior executive stakeholders to strengthen governance frameworks, identify potential control weaknesses, and ensure business operations align with Japanese financial regulations.
The position also offers opportunities to apply data analytics and audit automation techniques, including SQL and Python, to enhance audit testing, risk identification, and operational efficiency.
This is an excellent opportunity for professionals with experience in Internal Audit, Financial Services Risk Management, Regulatory Compliance, or Internal Controls who want to develop their careers within a fast-growing global FinTech organization.
Key Responsibilities
- Plan, manage, and execute end-to-end internal audits covering operational processes, regulatory compliance, and internal control frameworks.
- Conduct independent risk assessments to identify potential operational risks, control gaps, and regulatory compliance issues.
- Evaluate the effectiveness of internal controls, governance processes, and risk management frameworks.
- Review business activities to assess compliance with Japanese financial services regulations and applicable internal policies.
- Collaborate with Risk Management and Compliance teams to strengthen local governance and cross-functional control processes.
- Identify audit findings, assess their potential impact, and recommend practical improvements to mitigate risks.
- Prepare clear and comprehensive internal audit reports outlining control weaknesses, key findings, and recommended corrective actions.
- Monitor and follow up on audit remediation plans to ensure identified deficiencies are addressed in a timely manner.
- Present audit results, risk insights, and control recommendations to senior executive management and local governance committees.
- Apply data analytics tools such as SQL and Python to improve audit testing, risk detection, and audit efficiency.
- Coordinate with global stakeholders to align local internal audit activities with broader organizational governance standards.
- Manage multiple audit engagements independently while maintaining high standards of accuracy, objectivity, and professional judgment.
Required Skills and Qualifications
Experience:
- Minimum 3 years of professional audit experience within an accounting firm or regulated financial institution.
- Bachelor's degree.
- Practical understanding of Japanese financial services regulations and regulatory compliance requirements.
- Experience conducting audit procedures, evaluating internal controls, or performing risk assessments.
- Ability to identify control weaknesses and communicate audit findings effectively.
- Understanding of internal audit methodologies, governance processes, and risk management principles.
- Ability to manage audit activities independently and deliver accurate, well-documented results.
Soft Skills:
- Excellent communication, stakeholder management, and interpersonal skills.
- Ability to engage effectively with senior management, cross-functional teams, and global stakeholders.
- Strong analytical thinking and problem-solving abilities.
- Highly adaptable mindset suited to a fast-paced, rapidly growing FinTech environment.
- Strong organizational and time management skills, with the ability to manage multiple audit initiatives simultaneously.
- Ability to work independently while collaborating with Risk, Compliance, and business teams.
- High level of integrity, professional judgment, and attention to detail.
- Proactive approach to identifying risks and recommending practical control improvements.
Language Requirements:
- Japanese: Fluent
- English: Fluent
Preferred Skills & Qualifications
- Experience in internal audit within FinTech, digital banking, financial technology, or other regulated financial services businesses.
- Knowledge of operational risk management, regulatory compliance, and financial services governance frameworks.
- Experience performing end-to-end operational audits, compliance audits, or regulatory audits.
- Familiarity with data analytics tools such as SQL or Python for audit testing and risk identification.
- Experience working with global internal audit teams or international financial institutions.
- Understanding of technology-driven financial services processes and digital banking operations.
- Experience presenting audit findings and recommendations to senior management or governance committees.
- Interest in developing expertise across Internal Audit, Risk Management, and Compliance.
About the Company
Our client is a fast-growing global FinTech company transforming digital banking and financial services through innovative technology-driven solutions.
The organization operates in a rapidly evolving financial technology market, focusing on improving digital financial services and delivering modern banking experiences.
With a strong emphasis on technology innovation, regulatory governance, and operational excellence, the company continues to expand its international business while strengthening its internal control and risk management capabilities.
The Tokyo team operates within a global environment, providing opportunities to collaborate with international stakeholders and contribute to the development of robust governance frameworks.
Why You'll Love Working Here
- Join a rapidly expanding global FinTech company at the forefront of digital banking innovation.
- Enjoy a flexible hybrid working model with 3-4 days of work from home per week.
- Benefit from flexible working hours and a casual dress environment.
- Take ownership of the complete internal audit lifecycle, from planning and risk assessment to reporting and remediation.
- Lead high-impact operational, regulatory, and compliance audits within a technology-driven financial services business.
- Work directly with senior executive management and global stakeholders.
- Gain exposure to advanced audit analytics, SQL, Python, and data-driven risk assessment techniques.
- Receive competitive compensation with potential sign-on incentives.
- Explore global internal mobility opportunities, including potential career transitions into Risk Management or Compliance.
- Develop your expertise in Japanese financial regulations, internal controls, governance, and FinTech risk management.
- Work in an agile, international environment that encourages professional autonomy and continuous development.
Don't Miss Out - Apply Now!
