FICC Advisory Compliance

Job Description

An opportunity to work within a dynamic and growing Fixed Income, Currency and Commodities business at a leading Investment Banking, supporting the integrity of the business.

Roles/Responsibilities

• Assist the business with activities aimed at promoting a culture of compliance and mitigating any related risks.
• Use your business acumen to support the independent compliance oversight of our Front Unit Business and Control Function. Act as a trusted partner for the business heads and provide them with ongoing assistance and advice.
• Keep up-to-date on regulatory changes and updating relevant policies accordingly.
• Contribute to compliance risk assessments and monitoring processes.
• Identify, report and escalate compliance risks and issues.
• Assist with compliance training and regulatory exams/audits.
• Work closely with executives to address regulatory concerns.

Required skills

• Minimum of 5 years' experience in the financial industry.
• Strong understanding of FICC products and/or compliance experience.
• Effective communication skills in both Japanese (fluent level proficiency) and English.

Preferred skills

• Exposure to Compliance and/or Operational Risk Management Programs.

About our client

A leading global financial institution offering diverse and market-leading financial solutions for clients in Japan and Asia.