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Deputy Head of Compliance

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Job Description

A challenging role as a Deputy Head of Compliance at a global investment bank, allowing you to oversee the operations of the whole Compliance Department


  • Spearhead the Compliance COO Department, overseeing Regulatory Office and COO activities
  • Ensure the accuracy of business lines, regarding compliance decisions, action plans, and their execution
  • Collaborate with the Head of Compliance on strategic implementation and governance
  • Represent Compliance Department and manage team operations when Head of Compliance is away
  • Foster team growth, train members, and uphold quality standards
  • Maintain strong connections with Compliance peers within Japan and the region
  • Proactively support inspection readiness, manage command center during inspections, and follow up on findings

Required skills

  • Native-level in Japanese and business level in English
  • Bachelor's degree or equivalent (minimum 3 years) and at least 5 years of relevant experience
  • Have a thorough understanding of compliance. Ability to coordinate and manage relationships with different stakeholders, both in Japan and overseas

About our client
A global investment bank based in Europe, which also has a strong presence in Japan