Deputy Head of Compliance

Job Description

A challenging role as a Deputy Head of Compliance at a global investment bank, allowing you to oversee the operations of the whole Compliance Department

Roles/Responsibilities

• Spearhead the Compliance COO Department, overseeing Regulatory Office and COO activities
• Ensure the accuracy of business lines, regarding compliance decisions, action plans, and their execution
• Collaborate with the Head of Compliance on strategic implementation and governance
• Represent Compliance Department and manage team operations when Head of Compliance is away
• Foster team growth, train members, and uphold quality standards
• Maintain strong connections with Compliance peers within Japan and the region
• Proactively support inspection readiness, manage command center during inspections, and follow up on findings

Required skills

• Native-level in Japanese and business level in English
• Bachelor's degree or equivalent (minimum 3 years) and at least 5 years of relevant experience
• Have a thorough understanding of compliance. Ability to coordinate and manage relationships with different stakeholders, both in Japan and overseas

About our client
A global investment bank based in Europe, which also has a strong presence in Japan