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Central Compliance - AVP/VP

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Job Description

A new role for a AVP or VP candidate to work within a Global Compliance function at a top global financial institution.

Roles/Responsibilities

  • Improve and manage regulatory alteration projects, and other business special projects
  • Assist in creating and implementing additional processes to address regulatory alteration and expectations
  • Assist in handling regulatory inquiries, and escalate regulatory relations concerns to Head of Compliance or Executives
  • Manage global compliance programs in Japan, focused on Personal Account Dealing, Anti-bribery & corruption, and Privacy
  • Identify and escalate compliance risks/issues, and opportunities to improve control for the business
  • Provide compliance training for all departments within the bank

Required skills

  • Good stakeholder engagement skill with excellent understanding of product knowledge and solid business acumen
  • Motivated self-starter who takes ownership and can produce high quality results with minimal direction. Strong leadership skills with ability to manage processes in a matrix organisation
  • Minimum 5 years of work experience in a second line function: compliance will be preferred. Candidates with background in compliance consulting or risk will also be considered

About our client
Established, top-tier, foreign bank with offices all over the world, serving almost all of the Fortune 500 companies.

Morgan McKinley Asia Pac is acting as an Employment Agency in relation to this vacancy.

Consultant Details

Consultant Details

Van Nguyen
Van Le Phuong Nguyen
  • Associate Consultant | Legal & GRC Recruitment