In this senior Equity Business Control role, you will oversee governance, internal control, and policy management across the equities business within a global financial institution. Acting as the central coordinator for control activities, you will ensure policy adherence, escalate risks, and drive initiatives to strengthen the internal control framework. This position offers exposure to cross-functional collaboration, governance strategy, and risk oversight within a highly regulated market environment.
Key Responsibilities
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Act as the primary coordinator for internal control activities within the equities business and ensure adherence to governance standards.
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Develop, update, and communicate division-level policies aligned with firm-wide rules and procedures.
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Monitor control status across teams, prepare periodic reports, and escalate issues when necessary.
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Collaborate with Global Markets control owners to resolve governance challenges and maintain alignment across departments.
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Design and execute inspection plans for information asset management, including periodic checks and follow-up remediation.
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Lead initiatives to strengthen internal control frameworks through process optimization, documentation improvements, and guideline enhancements.
Required Skills and Qualifications
Experience:
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Minimum 3 years of hands-on experience in internal control, compliance supervision, or governance oversight.
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Experience coordinating with multiple departments on regulatory, procedural, or policy-related matters.
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Experience preparing reports or documentation for management, audit teams, or regulators.
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Experience monitoring internal rule adherence and escalating control risks when necessary.
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Experience working in a regulated financial environment requiring policy discipline and risk awareness.
Soft Skills:
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Strong communication skills to negotiate priorities and explain governance expectations clearly.
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Ability to work independently with strong ownership and accountability.
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High ethical standards and strong compliance awareness.
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Flexibility to adapt to evolving business conditions and internal requirements.
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Effective problem-solving skills to identify control weaknesses and propose improvements.
Language Requirements:
Preferred Skills & Qualifications
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Experience in risk management, product control, or operational governance.
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Familiarity with equities business processes and market structures.
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Understanding of information asset management and inspection protocols.
About the Company
Our client is an internationally active financial institution offering a comprehensive range of market products and advisory services, supporting domestic and global clients through a well-established operational and governance framework. With strong international reach and a reputation for disciplined risk management, the company provides an ideal environment for professionals seeking long-term growth in governance and internal control.
Why You'll Love Working Here
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Gain a deep understanding of how internal controls support a global markets business.
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Opportunity to collaborate across multiple departments and learn from experienced professionals.
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Clear pathways to leadership roles or expanded risk management responsibilities.
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Strengthen your communication and teamwork skills through daily coordination.
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Enjoy a stable environment with strong long-term career growth prospects.
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Opportunities to obtain qualifications that enhance your professional profile.
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