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Legal and Compliance Officer

Job Seekers Japan Legal & Compliance Investment Banking

Job Description

Cover both legal and compliance responsibilities on a daily basis while working closely with the business and Head of Department, within a close-knit team.


  • Provide subject-matter expertise on existing, new, or updated Japan laws, rules, and regulations. Keep updated knowledge and advise relevant stakeholders
  • Evaluate the effectiveness of new and existing products and services. Identify gaps and recommend additional controls
  • Support Head of Legal and Compliance to provide legal and compliance related advice with the management team.
  • Act as a liaison between external lawyers, legal counsels, and the internal legal teams.
  • Maintain legal records including contracts, policies, and agreements

Required skills

  • Experience with JFSA and JSDA regulatory reporting
  • At least 3 years of Compliance and/or Internal Audit experience in the financial industry

About our client
Foreign securities firm with a stable and strong business growth in Japan, including having 10 offices globally

Morgan McKinley Asia Pac is acting as an Employment Agency in relation to this vacancy.


Consultant Details

Consultant Details

Amanda Lee
Amanda Lee
  • Consultant | Legal & GRC Recruitment
  • 813 4550 6589