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Legal and Compliance Officer

Job Seekers Japan Legal & Compliance Investment Banking

Job Description

Cover both legal and compliance responsibilities on a daily basis while working closely with the business and Head of Department, within a close-knit team.

Roles/Responsibilities

  • Provide subject-matter expertise on existing, new, or updated Japan laws, rules, and regulations. Keep updated knowledge and advise relevant stakeholders
  • Evaluate the effectiveness of new and existing products and services. Identify gaps and recommend additional controls
  • Support Head of Legal and Compliance to provide legal and compliance related advice with the management team.
  • Act as a liaison between external lawyers, legal counsels, and the internal legal teams.
  • Maintain legal records including contracts, policies, and agreements

Required skills

  • Experience with JFSA and JSDA regulatory reporting
  • At least 3 years of Compliance and/or Internal Audit experience in the financial industry

About our client
Foreign securities firm with a stable and strong business growth in Japan, including having 10 offices globally

Morgan McKinley Asia Pac is acting as an Employment Agency in relation to this vacancy.

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Consultant Details

Consultant Details

Amanda Lee
Amanda Lee
  • Consultant | Legal & GRC Recruitment
  • 813 4550 6589
  • alee@morganmckinley.com