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Regulatory Compliance Manager

Job Seekers Japan Legal & Compliance Investment Banking

Job Description

A leading international fintech firm is searching for an experienced compliance manager to join their growing business in Tokyo.

Roles/Responsibilities

  • This role requires a thorough understanding of local, regional, and international financial and data compliance protocols, to formulate and implement internal controls for various teams across the form.
  • Develop and implement compliance testing and monitoring procedures for the APAC branch of the business as a whole.
  • Communicate compliance protocols to employees, and ensure their adherence to compliance directives.
  • Liaise with external regulatory bodies whenever necessary.
  • Actively participate in developing training programs and corresponding materials for employees.

Required skills

  • At least a bachelor's degree and a minimum of 5 years of experience in compliance or risk management.
  • Expert knowledge of Japanese and foreign regulatory bodies and experience liaising with them.
  • Written and spoken fluency in both Japanese and English.

Preferred skills

  • Experience working in a tech or a fintech company, in addition to a financial services company.
  • Demonstrated ability to thrive in a startup environment.

Personal Attributes

  • Outgoing personality with the ability to get along with colleagues from diverse backgrounds.
  • Self-motivated, quick learner with a keen eye for detail.

About our client
Our client is a multinational payments firm based in the UK. They are listed among the S&P 500 and are looking to invest heavily in the APAC region.

Morgan McKinley Asia Pac is acting as an Employment Agency in relation to this vacancy.

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Consultant Details

Consultant Details

Rohini Sarkar
Rohini Sarkar
  • Associate Consultant | Legal & Governance, Risk and Compliance Recruitment
  • +813 4550 6583
  • rsarkar@morganmckinley.com