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IB Compliance Advisory - Associate - VP- Director

Job Seekers Japan Legal & Compliance Investment Banking

Job Description

A leading Japanese Securities firm is searching for an IB Compliance Advisory Officer from Associate, VP, or Director levels


  • Unique opportunity to join a leading institution within their Wholesale Compliance division in an IB Compliance Advisory position
  • This role will be giving support to their Wholesale business (including primary and secondary operations) support for individual projects (compliance with laws and regulations, response to conflicts of interest, etc.) and compliance support and operation of system maintenance
  • This person should have good communication and problem solving ability to relay accurate advice to front office and other related departments
  • Experience in direct negotiations with regulatory bodies is a strong plus
  • Ideally this person can come from an advisory compliance position or directly from front office (Fixed Income or Equities)
  • Someone who has strong product knowledge/exposure is welcomed and Legal compliance / Lawyer background could also be considered
  • In this position you will be able to work-from-home and communicate with overseas stakeholders, and there will be plenty of opportunity for promotion

Required skills

  • Fluent Japanese
  • Located within Japan or have Right to Work in Japan already established
  • Salary range from 8m - 17m yen

Preferred skills

  • They are ideally seeking candidates in their 30's or 40's who are interested in a promotional path to management
  • Lower business English is OK - however, the better your English ability- the less relevant experience is required and vise versa

About our client
A well established Japanese securities firm who are bolstering their compliance department and devoting significant resources to expanding their operations. They offer competitive remuneration and flexible working arrangements, with good career progression prospects and mobility options.

Morgan McKinley Asia Pac is acting as an Employment Agency in relation to this vacancy.


Consultant Details

Consultant Details

Salvatore Martone
Salvatore Martone
  • Consultant | Legal & GRC Recruitment
  • +813 4550 6517