Global Compliance - VP

Job Description

An opportunity to work in an established global financial institution responsible for global compliance programs impacting Japan and Asia.

Roles/Responsibilities

• The main responsibility is to manage global compliance programs in Japan but also support central/core compliance BAU.
• Some of the global compliance programs include personal trading account management, Anti-bribery and corruption, privacy, registration and licensing. risk management and compliance trends.
• Manage the regulatory inventory of the bank, updating local and regional regulations with regards to the different global compliance programs.
• Work with the different front office business lines, providing training on the different global compliance programs.
• Manage relationships with regulators and auditors.

Required skills

• At least five years of experience in compliance or risk management.
• Candidates from financial institutions on consultancy supporting financial clients will be considered.
• Strong stakeholder management skills and the ability to develop working relationships in English and Japanese.

About our client

A leading global financial institution providing investment banking and corporate banking financial solutions to clients in Japan.