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Global Compliance - VP

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Job Description

An opportunity to work in an established global financial institution responsible for global compliance programs impacting Japan and Asia.


  • The main responsibility is to manage global compliance programs in Japan but also support central/core compliance BAU.
  • Some of the global compliance programs include personal trading account management, Anti-bribery and corruption, privacy, registration and licensing. risk management and compliance trends.
  • Manage the regulatory inventory of the bank, updating local and regional regulations with regards to the different global compliance programs.
  • Work with the different front office business lines, providing training on the different global compliance programs.
  • Manage relationships with regulators and auditors.

Required skills

  • At least five years of experience in compliance or risk management.
  • Candidates from financial institutions on consultancy supporting financial clients will be considered.
  • Strong stakeholder management skills and the ability to develop working relationships in English and Japanese.

About our client

A leading global financial institution providing investment banking and corporate banking financial solutions to clients in Japan.


Consultant Details

Consultant Details

Steven Howden
Steven Howden